Regulatory & Compliance

Challenges of regulatory compliance

The demands of regulatory compliance in today’s marketplace reflect the fast-changing nature of global economies. Advisers with both local and global compliance sensibilities are a pre-requisite for corporates seeking to navigate an increasingly complex regulatory environment.

One-stop resource

Our Regulatory & Compliance Practice comprises a team with in-depth regulatory, governance, and compliance knowledge. We regularly advise on financial and securities regulation, the offering of funds and securities, anti-money laundering legislation, data protection and banking secrecy, the import and export of goods, regulatory sanctions, and enforcement actions by authorities.

Our team is also experienced in providing advice on licensing and conduct of business requirements, regulatory aspects of mergers and acquisitions, statutory governance and compliance processes, management of conflicts of interests, and regulatory reporting and disclosures.

Meeting our clients' needs

Our clients are leaders in their fields and their requirements are diverse and challenging. Our wide range of capabilities includes drawing up compliance programmes for both domestic and international clients, pre-transaction regulatory due diligence, breach remediation and damage mitigation, and assisting clients with adapting 'rules of the road' and global corporate policies to the local legislative environment.